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Asset Management
BaFin Highlights New Transparency Requirements for ICT Third-Party Services Under DORA
Frankfurt, May 2025 – Germany’s Federal Financial Supervisory Authority (BaFin) is emphasizing the importance of the newly mandated register of information under the Digital Operational Resilience Act (DORA). The register, which must be maintaine...
Asset Management
UK Parliament Urges Action on Natural Capital as Asset Managers Eye Market Development
LONDON – A new report from the House of Commons Environment Committee highlights the critical need for a robust natural capital strategy to protect the UK's economic future. With the country facing severe environmental degradation, the Committee ca...
Asset Management
ESMA Issues Technical Advice to Support Listing Act and Enhance Market Integrity
The European Securities and Markets Authority (ESMA) has issued its technical advice to the European Commission in support of the Listing Act, aiming to simplify listing requirements, facilitate access to public capital markets, and strengthen market...
General
Bank of England Proposes Enhanced Climate Risk Management for Financial Institutions
The Bank of England's Prudential Regulation Authority (PRA) has released Consultation Paper CP10/25, proposing updates to Supervisory Statement SS3/19. This initiative aims to strengthen how banks and insurers manage climate-related financial risks.
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Asset Management
ESMA Finalises Rules on Investment Firms’ Order Execution Policies under MiFID II
Frankfurt, 29 April 2025 – LPA Lucht Probst Associates
The European Securities and Markets Authority (ESMA) has published its Final Report on new Regulatory Technical Standards (RTS) outlining how investment firms must establish and assess t...
Asset Management
Compliance is not a “nice-to-have” – BaFin once again takes a firm stance: LPA keeps you on the safe side
Frankfurt am Main, 29 April 2025 – Germany’s Federal Financial Supervisory Authority (BaFin) has once again sent a strong signal to market participants: by imposing substantial fines and stringent organisational requirements on AKBANK AG, the reg...
Asset Management
LPA Commentary: ESMA Highlights Leverage Risks in AIFs and UCITS – Solutions for Secure Risk Management
Frankfurt am Main, 28 April 2025 – On 24 April 2025, the European Securities and Markets Authority (ESMA) published its annual risk assessment of leveraged alternative investment funds (AIFs) alongside its first in-depth analysis of risks in UCITS ...
Asset Management
FCA Proposes Sweeping Regulatory Easing for Smaller Private Equity and Hedge Funds to Bolster London’s Financial Hub
The UK’s Financial Conduct Authority (FCA) has unveiled plans for significant regulatory reforms aimed at enhancing the competitiveness and appeal of London as a leading centre for asset management.
On 7 April 2025, the FCA published proposals t...
General
Zertifikatefabrik becomes a 100% subsidiary of the LPA Group!
Frankfurt am Main, April 3, 2025 – Lucht Probst Associates (LPA), Europe’s leading technology provider for process automation in structured securities and OTC derivatives, as well as the industry leader in PRIIPs / MiFID compliance, is furth...
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Susan Niederhöfer
Asset Management
Analysis of the EBA on the Functioning of the Securitisation Regulation
The European Banking Authority (EBA), in collaboration with the Joint Committee of the European Supervisory Authorities (ESAs), has published a comprehensive analysis of the functioning of the Securitisation Regulation (Regulation (EU) 2017/2402, SEC...