Consulting | Current Topics

Trade Surveillance

Machine learning and artificial intelligence

A sophisticated trade surveillance setup requires a thorough understanding of the respective business model, which forms the basis for an individual risk assessment, analysis of the regulatory requirements in all relevant jurisdictions and the implementation of appropriate systems and processes. LPA is perfectly equipped to help you master these challenges by offering a unique combination of deep capital markets knowledge, regulatory expertise, and IT competence. Our expertise in the area of advanced analytics and machine learning can help you optimize legacy surveillance systems or support you during the implementation of state-of-the-art technologies.

Supported projects:


Requirements analysis

Gathering and documenting functional and non-functional requirements for your trade surveillance solution.


Business and IT conception

Design of to-be solution in consideration of all relevant technical, regulatory, and business-related requirements.


Improvement of surveillance models

Improvement of alert quality by optimization of alert rules and their parametrization using advanced analytics.


Optimization of existing processes and IT systems

Increasing effectiveness and efficiency of surveillance processes and IT systems used.


Vendor Selection

Support in the entire process ranging from creating a longlist, issuing an RFI / RFP and evaluating responses, organizing presentations with vendors, up to the final decision.


IT system implementation

Successful system implementation with our combination of trade surveillance experience and technical knowledge, as well as project and test management expertise.

Download our whitepapers

Whitepaper on Machine Learning

Machine Learning in Trade Surveillance.

Download our whitepaper now.


Bruno Lagrange

Bruno Lagrange

Director, Germany

Philipp Faulstich

Philipp Faulstich

Manager Consulting , Germany

Günther Neurohr

Günther Neurohr

Manager Consulting , Germany

Joel Ennen

Joel Ennen

Manager Consulting , Germany

Sandro Schmid

Sandro Schmid

Partner, Switzerland


Software and advisory solutions for financial services.


Join our international and dynamic work culture in digitizing capital markets.


Reach out to one of our local hubs for further information.

Email us
Call us