News
Update on the Swiss regulation FinSA (FIDLEG)
Nov 25, 2019
On November 6th 2019, the Swiss Federal Council has confirmed to enforce the Financial Services Act by January 1st 2020 with amended transition periods and publication of the updated final ordinance. Time has come for financial service providers to focus on data gathering and availability, solution design and implementation, particularly in terms of client information duties (KID, Prospectus, Cost Reporting). The present paper provides an overview of the Swiss and European regulatory landscape as well as LPA´s automation software solutions, integration and transformation capabilities enabling compliant, efficient and future proof client disclosure and reporting. Read the full text here.
News
Videos
Nov 10, 2020
Lucht Probst Associates (LPA) migrates to take advantage of Azure innovation and security
Lucht-Probst-Associates-LPA-migrates-to-take-advantage-of-Azure-innovation-and-security
Regulatory
Nov 9, 2020
FinSA - Investor Protection Beyond regulatory requirements of suitability and appropriateness
Increasing product comparability and transparency requirements for end clients have been one of the key topics under recently revised investor protection regulations.