Understanding of regulatory obligations for the European structured products market

01 March, 2021

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We had a great panel session during SRP Europe 2021 conference moderated today by our own CIO Ayal Leibowitz, helping with an understanding of regulatory obligations for the European structured products market.
Thanks to the participation of:

  • Marianne Jarlaud,
  • Henning Bergmann
  • and Michal Karwasinski

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Discover more on the topic of PRIIPs:

Highlights

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What are the new standards for PRIIPs KIDs, effective July 1st 2022?
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Increased transparency for PRIIPs KIDs: Holistic and automated reporting reduces costs and gives clients a more competitive edge
The regulatory dynamics on the capital market will remain high over the coming years. In 2022, following approval by the European Commission and the European Parliament, the new Regulatory Technical Standards (RTS) for Key Information Documents (KIDs) of Packaged Retail Investment and Insurance-based Products (PRIIPs) with a revised performance calculation and different methods for calculating transaction costs will come into force. At the same time, the second stage of the Sustainable Finance Disclosure Regulation (SFDR) will become effective with the required provision of pre-contractual and annual ESG documents. In order to meet all requirements and maintain a competitive edge in the dynamic regulatory environment despite increased reporting efforts, it is now time for asset managers and their service providers to holistically reconsider their data management and reporting.
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Until year end 2021 the manufacturers of structured products, OTC derivatives and UCITS funds and AIF are facing a lot of regulatory work. They are required to identify and implement amended regulatory technical standards (RTS) on the key information documents (KID) for packaged retail and insurance-based investment products (PRIIPs) approved by the European Supervisory Authorities (ESA) on 3 February 2021.
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Ankündigung des Abschlussberichts und des RTS-Entwurfs zu Offenlegungen unter SFDR durch die europäischen Aufsichtsbehörden
Am 4. Februar 2021 haben die European Supervisory Authorities (ESA) ihren Abschlussbericht zu den Regulatory Technical Standards (RTS) für SFDR veröffentlicht. Daraus ergeben sich einige Neuerungen, die im Compliance Reporting dringend zu beachten sind.
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PRIIPs RTS solutions from LPA. Packaged Retail and Insurance-based Investment Products
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PRIIPs methodology in light of COVID-19 pandemic – Does it deliver?
PRIIPs regulation aims to help investors understand investment products behaviour and support comparison with other investment products.
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